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Benn P. Conscience and health care ethics, 2nd edn. In: Ashcroft RE, Dawson A, Draper H, McMillan J (eds). Chichester: John Wiley & Sons; 2007

Bowles RR, van Beek C, Anderson GS. Four dimensions of paramedic practice in Canada: Defining and describing the profession. Australas J Paramedicine. 2017; 14:(3) https://doi.org/10.33151/ajp.14.3.539

Breen KJ. Medical professionalism: is it really under threat?. Med J Aust. 2007; 186:(11)596-598 https://doi.org/10.5694/j.1326-5377.2007.tb01062

Breen KJ, Cordner SM, Thompson CJH, Plueckhahn VD. Good medical practice: professionalism, ethics and law.: Cambridge University Press; 2010

Cullity G. Beneficence, 2nd edn. In: Ashcroft RE, Dawson A, Draper H, McMillan J (eds). Chichester: John Wiley & Sons; 2007

Eaton G, Wong G, Williams V, Roberts N, Mahtani KR. Contribution of paramedics in primary and urgent care: a systematic review. Br J Gen Pract. 2020; 70:(695)e421-e426 https://doi.org/10.3399/bjgp20X709877

Ebbs P, Gonzalez P. A need to balance technical and non-technical skills. J Para Pract. 2019; 11:(3)98-99

Gillon R. Medical ethics: four principles plus attention to scope. BMJ. 1994; 309:(6948)184-188 https://doi.org/10.1136/bmj.309.6948.184

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Lindridge J. Principlism: when values conflict. J Paramedic Pract. 2017; 9:(4)158-163 https://doi.org/10.12968/jpar.2017.9.4.158

Luck M. An introduction to ethics for paramedics. In: Townsend R, Luck M (eds). Australia and New Zealand: Elsevier Health Sciences;

Parkinson M. Pain: highlighting the law and ethics of pain relief in end-of-life patients. J Paramedic Pract. 2015; 7:(7)344-349 https://doi.org/10.12968/jpar.2015.7.7.344

Proctor A. Home visits from paramedic practitioners in general practice: patient perceptions. J Paramedic Pract. 2019; 11:(3)115-121 https://doi.org/10.12968/jpar.2019.11.3.115

Spence D. Bad medicine: good medicine—the GP paramedic. Br J Gen Pract. 2017; 67:(660) https://doi.org/10.3399/bjgp17X691445

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Principlism in paramedicine: an examination of applied healthcare ethics

02 August 2020
Volume 12 · Issue 8

Abstract

Principlism is arguably the dominant recognised ethical framework used within medicine and other Western health professions today, including the UK paramedic profession. It concerns the application of four principles: autonomy, beneficence, non-maleficence and justice.

This article examines the theory and practice of principlism, and shows how it is used in daily paramedic practice and decision-making. Practical guidance on applying ethics in paramedicine, illustrated with scenarios, is also provided.

This is the first in a series of three articles on paramedic ethics. This series complements the Journal of Paramedic Practice's concurrent CPD˚series on paramedic law in the UK. Later articles in this series will examine the complex ethical issues that can accompany end-of-life care, and ethical considerations relating to treatment of vulnerable persons including children.

LEARNING OUTCOMES

After completing this module, the paramedic will be able to:

  • List the four principles of principlism, and give a basic definition of each
  • Discuss the course of action that should be taken when one of the four principles conflicts with another
  • Apply principlism to a hypothetical paramedic practice scenario
  • Reflect on how principlism may help guide actions and decision-making within daily paramedic practice
  • Ethics and ethical quandaries are inseparable from everyday clinical practice; this is true for doctors working in the emergency department, nurses working in palliative care settings and paramedics who attend to a range of diverse and complex situations each day.

    Paramedic practice occurs in ‘inherently diverse [and] uncontrolled’ settings which are full of complexity (Ebbs and Gonzalez, 2019); where consequential decisions need to be made every day, often within demanding timeframes. The study of healthcare ethics is highly relevant to paramedic practice as it is concerned with helping clinicians to make reasonable and logically defensible decisions in complex circumstances—particularly where the requirements of the law and policies may be unclear.

    Principlism is an ethical framework based on the application of four principles: autonomy, beneficence, non-maleficence and justice (Beauchamp, 2007: 9; Lindridge, 2017: 158).

    Principlism is arguably the dominant and most recognised ethical framework in medicine and other western healthcare professions today (Gillon, 1994; Kerridge et al, 2005: 47; Beauchamp, 2007), including for paramedicine (see for example, Luck, 2013: 25–31 Lindridge, 2017). As a form of practical ethics, principlism assists clinicians to make ethical decisions relating to their practice, providing a common language for discussion, debate and response to ethical conflicts that arise in practice.

    As it is a form of practical ethics, a clinician may apply principlism within their practice without feeling that their other ethical and religious beliefs (to which they are entitled) are too significantly infringed (Gillon, 1994: 184; Benn, 2007: 345).

    Principlism can be challenging for clinicians because it does not always provide definitive answers (Beauchamp, 2007: 8–9; Lindridge, 2017); two teams of practitioners may use the four principles to consider the same ethical dilemma, yet come up with different solutions. This remains a key criticism of principlism (Herring, 2014: 29–30).

    However, a benefit is that the common language used in principlism allows clinicians to consider and discuss ethical issues from multiple standpoints, which helps to ensure that responses to ethical issues are generally balanced, reasonable and logically defensible.

    Ethics and ethical quandaries are inseparable from everyday clinical practice. By examining principlism, this article lays down many of the key foundations of applied ethics in paramedicine; these foundations can be used to assist daily clinical practice and decision-making.

    Principlism in practice

    Principlism contends that ethical clinical practice is guided by four prima facie principles:

  • Autonomy
  • Beneficence
  • Non-maleficence
  • Justice.
  • When an ethical dilemma arises, the clinician's ethical response to that dilemma can be guided by consideration of each of these four principles. The prima facie nature of these principles means that each principle should be adhered to when responding to an ethical dilemma, unless one principle comes into conflict with the others, in which case the clinician must weigh their consideration of that principle against the rest (Gillon, 1994; Beauchamp, 2007: 7–8). We now examine each of these principles in further detail.

    Autonomy

    The principle of autonomy relates to respecting the wishes of the patient, and is literally translated as self-rule (Gillon, 1994: 184; Kerridge et al, 2005: 49). Autonomy recognises the patient as a self-determining individual who is entitled to information about their condition, care and treatment options. The patient is therefore able to make their own decisions, and is entitled to agree to treatment or to refuse it.

    Regardless of a patient's background or circumstances, autonomy enshrines the dignity and self-determination of an individual on the basis that they are a human being, and are therefore entitled to the rights of a human being (Gillon, 1994: 185).

    Regardless of whether the patient has the capacity to express their wishes, and whether the clinician agrees with those wishes, the known wishes of the patient should be respected (Stoljar, 2007, 11; Breen et al, 2010, 49-68; Parkinson, 2015: 345).

    Paramedics must therefore provide both space and safety in the paramedic-patient relationship to allow patients to receive information, ask questions and even to decline treatment that the paramedic would otherwise intend to administer.

    At its core, the principle of autonomy is designed to protect the patient and the clinician from the problems of abuse of power and exploitation in the healthcare relationship.

    The more the patient trusts the clinician, the easier it is for the clinician to unwittingly (and hopefully never otherwise) abuse their power within their interactions. Such an abuse of power may occur when the patient receives treatment that the clinician thinks is best but that the patient does not want; or it may occur when a patient feels pressured to comply with the wishes of a clinician (for example, to undress for assessment or to receive an invasive intervention), which can cause the patient to feel exposed and degraded.

    Regrettably, it is easy for patients to be exploited if they respect a practitioner (or, in the case of children, where the parents do), and the risks are higher when a clinician is working in the privacy of treatment rooms or the patient's home with minimal supervision.

    The relevance of the principle of autonomy within paramedic practice is therefore obvious. Paramedics are widely trusted across the community; they operate in urgent environments where a patient may feel unsure about expressing their concerns or uncertainties about treatments being provided; and paramedics often assess and treat patients in the privacy of the home, where there is limited supervision from other practitioners.

    Because of these realities, paramedics need to be diligent about upholding the principle of autonomy, especially if the profession wishes to protect the high levels of community trust and respect it currently enjoys.

    Beneficence

    The second principle is beneficence. Although not a commonly used term, the meaning of beneficence is at the heart of modern health professions (Gillon, 1994: 185; Beauchamp, 2007, 5; Cullity, 2007: 19). Beneficence means to further a patient's welfare (Gillon, 1994: 184; Beauchamp, 2007: 5-6) and ‘to act in the best interests of the patient’ (Breen et al, 2010; 4).

    The principle of beneficence—helping patients and acting in their best interests—is not only a principle that clinicians routinely subscribe to, but also something that motivates and unites clinicians across many healthcare settings.

    However, there are difficulties around the practical application of beneficence. Paramedics and other clinicians wish to provide care that is in patients' best interests; yet difficulties may arise when there are different views about what constitutes a patient's best interests. For example, are the best interests of a patient determined according to the patient living longer, or living a shorter but happier life, or on the basis of something else entirely? It may also be noted that a clinician's perception of best interests is limited by factors including the knowledge of a clinician, and the existing evidence at that point in time, not to mention social influences.

    A second challenge relates to the extent of help that should be provided by clinicians under the principle of beneficence. Paramedics wish to help the patients they are responding to and, sometimes, help provided by paramedics involves filling in the gaps when other healthcare and social services are unavailable (Bowles et al, 2017: 5; Spence, 2017; Proctor, 2019; Eaton et al, 2020).

    This raises another practical question of beneficence: how far should a clinician go to help their patients? What are the appropriate limits to the help provided by paramedics and other clinicians?

    One way to navigate these potential challenges is to remember that each principle—autonomy, beneficence, non-maleficence and justice—must be considered in conjunction with the other principles.

    This approach is demonstrated in the example in Box 1. In this example, the challenges relating to a patient's best interests are addressed when the principle of beneficence is considered in conjunction with the principle of autonomy.

    Case study: navigating issues of autonomy and beneficence

    A clinician recommends that an older patient—who has just been diagnosed with prostate cancer—should start taking a certain medication and continue to have the condition monitored.

    The patient seeks a second opinion and, consequently, another clinician recommends that the patient should instead undergo surgery for the condition.

    In both cases, the clinician has formed an opinion which—in their mind—is in the patient's best interests and will further his welfare.

    The patient expresses to the clinicians that he does not wish to consider either of the proposed treatment options, because of the deleterious effects that such treatments may have on his sexual function. He advises his clinicians that, once he has met a partner and has fathered a child, he will be happy to undertake any treatment they recommend to him.

    As a result of the patient expressing this desire, the clinicians talk to the patient about treatment options that account for both his condition and his desires to maintain sexual functions and father a child.

    There are several points to make about the case study in Box 1. First, two clinicians may have different views about what is best for the patient, which is not uncommon in healthcare. Second, the patient's wishes (principle of autonomy) may highlight priorities of which clinicians are not aware.

    Third, acting in the best interests of patients involves the clinician using their knowledge and capabilities to help patients achieve the clinical outcomes they seek, which are not necessarily those that the clinician would prefer.

    Fourth, assistance provided by a clinician is limited to things that are appropriate and done in the right way (Cullity, 2007: 19). For example, it is absolutely appropriate for clinicians to help this patient achieve his desired outcomes through providing advice on options and treatment but it is out of scope and not appropriate for the clinician to feel obliged to help the patient meet a compatible female partner.

    Reflection 5 asks readers to consider the limits of providing help to patients by examining the principles of beneficence and justice. The point made at this stage of the article, however, is that ethical issues can be clarified when practitioners consider the four principles in conjunction with one another, rather than considering only one principle or giving undue weight to one over the others.

    Non-maleficence

    Non-maleficence is concerned with not doing harm (Beauchamp, 2007; Breen et al, 2010, 4; 5) or at least that the net benefit of treatment outweighs the harms it causes (Gillon, 1994: 185).

    The concept of net benefit acknowledges that many beneficial medical procedures involve some form of harm. For example, heart surgery, which benefits the patient, will also inflict the lesser harm of an incision in the chest; or the life-saving medication that a paramedic administers to the patient's benefit will incur the relatively minor harm or discomfort a patient receives from an intravenous needle.

    For these reasons, the principle of non-maleficence is often paired with that of beneficence: the harms associated with a treatment should not outweigh the benefits of the treatment (or, at the very least, the reasonably expected benefits).

    Non-maleficence, however, is not just a counterbalance to beneficence. Non-maleficence should be viewed in terms of both its relationship to beneficence (by way of net outcomes) and also independently (Gillon, 1994: 185).

    For example, non-maleficence as an independent principle may require the clinician to actively guard against iatrogenic harm and avoidable patient harm. The scenario described in Box 2 illustrates this.

    Case study: practical application of non-maleficence

    A 19-year-old woman sustains a bad fracture to her arm. Paramedics attend to the patient, administer pain relief, immobilise the arm and perform other necessary procedures. In this sense, their treatment is impeccable.

    The paramedic treating the patient has had a cough for the past few days and is not particularly attentive to hand hygiene and other standard requirements for infection control.

    In the back of the ambulance while he is interacting with the patient, pathogens are exchanged with her. This leads to the patient developing a bacterial chest infection after a few days, which resolves following a course of antibiotics.

    The patient's arm was also surgically repaired without complications.

    In this scenario, the patient has experienced a net benefit as the harms associated with her care—the discomfort of surgery and the inconvenience of a chest infection—are arguably insignificant compared to the benefit of being able to use her arm again. However, no one would suggest that the paramedic was entirely non-maleficent just because the patient, overall, experienced a net benefit.

    In this sense, the principle of non-maleficence requires clinicians to participate in reasonable activities designed to prevent avoidable patient harm. This could include compliance with hand hygiene procedures or pre-administration cross-checks of medication, for example.

    Another application of the principle of non-maleficence is the obligation to participate in continuing professional development activities (Gillon, 1994: 185), or ensuring that suitable professional indemnity insurance is in place so that if harm is caused, there is at least a mechanism to remedy it.

    Like the other principles, non-maleficence has both complementary and independent applications in paramedic practice.

    Justice

    The principle of justice concerns fairness and equity. At a basic level, it is about avoiding discrimination between people on the basis of race, creed, political affiliation, sexual orientation and even socioeconomic status (Gillon, 1994; Kerridge et al, 2005: 49; Beauchamp, 2007).

    Clinicians often wish to associate themselves with these tenets, which involves providing high-quality care regardless of the patient's noble or humble circumstances.

    This is certainly a consideration at the front of paramedics' minds because emergency injury and illness can be experienced by all members of society regardless of social or economic circumstances.

    A more difficult yet equally important aspect of the principle of justice is that of distributive justice. Distributive justice relates to the fair distribution of healthcare resources to deliver fair outcomes for the community.

    Put simply, in an imaginary world where there are infinite healthcare resources (whether they be staff, facilities or equipment), it is easy to treat patients fairly; all patients would get whatever assistance they may need or desire. However, in the real world where resources are finite, decisions need to be made about the fair distribution and use of healthcare resources.

    In Western healthcare systems, resource allocation is usually based on need—that is, those with the greatest need will usually receive a greater allocation of resources.

    For example, a patient who has had a cardiac arrest will usually receive more paramedic resources and a higher priority of response than the patient with a minor sports injury; this is because the needs of the former are considered to be greater than the needs of the latter.

    While the logic of distributive justice may be easy to accept when we think of priority-based dispatch systems, this concept presents much greater challenges when it is applied to the everyday actions and decision-making of individual clinicians.

    This is because distributive justice requires clinicians to consider what is meant by the appropriate (and even efficient) use of finite healthcare resources (Gillon, 1994: 185–187; Kerridge et al, 2005: 47; Beauchamp, 2007; Breen, 2007; Breen et al, 2010, 4–5), a concern from which paramedics are not exempt.

    In short, individual paramedics—like other health professionals—make decisions every day about the fair, appropriate and efficient use of finite healthcare resources.

    Paramedics engage with the principle of justice when: higher response priorities are allocated to some patients and not others; additional backup resources are requested for some cases and not for others; a decision is made about the urgency with which a patient should be conveyed to hospital; and at the triage desk when a paramedic's handover assists in the allocation of a hospital triage score.

    Each of these circumstances is relevant in some way to the appropriate use of finite health resources and therefore to the principle of justice.

    Uniquely in the paramedic profession, the challenges of distributive justice are heightened further when paramedics attend a multi-victim or disaster situation, such as where the immediate, life-threatening needs of multiple patients greatly outnumber the available resources. The scenario in Box 3 illustrates such an event.

    Scenario: one paramedic at a road traffic accident with multiple victims

    A paramedic working in a rural area is the first paramedic on scene at a high-speed bus accident. Owing to the serious nature of the event, multiple ambulances have been dispatched but the closest of these backup resources is 20 minutes away. On arrival, the paramedic finds:

  • Two patients have already experienced cardiac arrest as a result of their traumatic injuries
  • Two patients will almost certainly experience cardiac arrest within the next 5 minutes for the same reason, but there is a possibility that these patients may survive if advanced paramedic procedures are administered (requiring the dedicated attention of one paramedic for each patient)
  • Eight patients are severely injured, but will almost certainly survive provided that basic care can be administered to them within the next 10 minutes. A single paramedic can perform this basic care for all patients who require it within this time frame
  • Eighteen patients are distressed but otherwise have only minor physical injuries. Aside from the on-scene safety dangers to them, as well as the propensity for these distressed patients to complicate the care being administered to others, they will survive regardless of paramedic intervention
  • In these circumstances, disaster plans will usually require that those with the greatest need will not receive the greatest resources—at least in the first instance. The first paramedic on scene will have the unenviable, yet absolutely critical, role of providing only basic interventions, and setting in place procedures that will achieve the greatest good for the greatest number of patients.

    The practical challenges of operating in these circumstances are immense, not to mention the ethical aspects and the clinician's innate desire to help others (Lindridge, 2017: 160–162).

    Distributive justice is concerned with the equitable allocation of healthcare resources, and the equitable allocation of burdens arising from a lack of healthcare resources.

    Conclusion

    Whether consciously realised or not, ethical considerations are inseparable from everyday clinical practice and decision-making.

    Paramedics can play a significant role in ensuring that:

  • Patients' wishes are respected
  • Care is always delivered in the patient's best interests
  • Actions are taken to prevent avoidable patient harm
  • Finite healthcare resources are used appropriately and efficiently.
  • Each of these considerations—and many others like them—are linked to the principles of autonomy, beneficence, non-maleficence and justice; they are ethical considerations that can influence paramedics' daily actions and decision-making.

    Principlism is a widely recognised form of practical ethics that can assist paramedics as they make ethical decisions, and take ethical actions within practice.

    The purpose of principlism is not to provide simplistic, black-and-white answers to complex ethical dilemmas that paramedics should simply comply with. Rather, principlism is a set of four prima facie principles that clinicians can use to make reasonable and balanced ethical decisions within their daily practice, and which will help clinicians articulate the logical basis of those decisions and actions.

    In the next two articles of this series on paramedic ethics, we examine the relationship between law and ethics, ethical considerations relating to end-of-life care, and the treatment of vulnerable persons. In doing so, we discuss how principlism can be used to navigate the complex ethical issues which arise in paramedic practice.